This list is a list of exemplar cases the firm has handled and is not a list of all cases the firm has handled.
MacPherson v. Donaldson, Lufkin & Jenrette Securities Corporation
In 1987, Mr. Klein sued Wall Street securities firm Donaldson, Lufkin & Jenrette Securities Corporation ("DLJ") on behalf of an investor whose account was wrongfully liquidated by the securities company. DLJ countersued the investor for over $1 million, alleging securities fraud and a variety of other causes of action. Mr. Klein received summary judgment on most of the security company's causes of action and, at trial, received a defense verdict on DLJ's remaining causes of action. The jury awarded the investor approximately $200,000, representing the value of the wrongfully liquidated account.
Krogh v. Donaldson, Lufkin & Jenrette Securities Corporation
In this case, two investors sued their securities broker for wrongful liquidation of their accounts. After completion of discovery, Mr. Klein received a substantial settlement on behalf of his clients, the amount of which is confidential.
Pellizzon v. Fidelity Investments
In this case, Mr. Klein represented a securities investor whose orders were not executed properly. Mr. Klein prevailed in arbitration and the client was awarded all the money he requested.